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5/23/2024

Complying with Planning Requirements for HMO Buildings

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When it comes to renting a property as a House in Multiple Occupation (HMO), it's important to
understand that there are several distinct aspects that need to be addressed. These include
Planning, Licensing, and Building Control. In this article, we will focus on the planning
requirements for HMO buildings and clarify the differences between obtaining an HMO license
and obtaining planning permission.

Planning for HMOs

Under planning legislation, an HMO is defined as a house or flat rented to three or more
occupants, forming two or more households with some sharing of amenities. These are
classified under the Uses Classes Order 2020 into two types:

Use Class C4 (Small HMOs): This category includes properties housing between 3 and 6
residents.
Sui Generis (Use Class of its Own) (Larger HMOs): Larger HMOs, with more than 6 people, fall
under this classification.
It's important to note that infants less than a year old may not be included in the resident count,
but children do count. However, you should always check with your Local Authority (LA) to
confirm specific regulations.

Class C4 HMO (Small HMO)

For Class C4 HMOs, the occupation of a dwelling has a specific meaning as defined in section 254
of the Housing Act 2004, with an exception for section 257 (relating to converted flats). An HMO
in this category is a building or part of a building that meets the following criteria:
  • Occupied by at least 3 persons not forming a single household.
  • The HMO is occupied as the only or main residence.
  • Rents are payable or other consideration is provided for at least one of the occupants.
  • Two or more households share one or more basic amenities (or lack such amenities).

In cases where there are no conditions, covenants, or Article 4 directions in place, changing the
use of a dwelling from C3 (residential) to C4 (HMO) is considered permitted development under
Class L, Part 3 of Schedule 2 of the General Permitted Development Order (GPDO). This means
that no planning application is required for either conversion (C3 to C4) or reversion (C4 to C3)
since 2010. Article 4 directions are discussed in another of our blog articles.

Sui Generis Larger HMOs

Larger HMOs classified as Sui Generis require a planning application because they represent a
material change of use. The decision on such applications will be based on various planning
material considerations, including but not limited to:
  • Loss of family housing
  • Noise and disturbance
  • Pressure on parking
  • Transport links
  • Loss of local housing character
  • Concentration of HMOs
  • Living standards of the residents
  • General loss of environmental quality
  • Amenity space
  • Original internal floor space

Every LA has its own guidance and policies, and requirements may vary. Some councils may
specify a minimum internal space requirement, room sizes, communal rooms, and kitchen size
beyond what is necessary for a license application. If the building is in a conservation area, a
heritage statement may be required for any material external changes. A management
statement and refuse and recycling proposal may also be necessary for this type of planning
application.

Additional Considerations

In cases where the property is a listed building, Listed Building Consent will be required.
Additionally, an S106 agreement between the council and the applicant may be considered
necessary to secure measures required to mitigate the impacts of the development that cannot
be addressed through planning conditions.

'Basic amenities' for HMOs are defined under the Housing Act section 254(8) and include a
toilet, personal washing facilities, or cooking facilities. However, Schedule 14 of the Housing Act
lists certain types of buildings that are not considered HMOs for planning purposes. These
include social landlord registered and local authority housing, care homes, bail hostels,
children's homes, properties occupied by students managed by an educational establishment,
and properties used for religious community purposes or managed by 'fire and rescue
authorities' or 'health service bodies.'

For further information, you can refer to the following legislations:
  • Housing Act 2004: https://www.legislation.gov.uk/ukpga/2004/34/contents
  • Uses Classes Order 2020: https://www.legislation.gov.uk/uksi/2020/757
  • General Permitted Development Order (GPDO) : https://www.legislation.gov.uk/uksi/2015/596/contents
​
In conclusion, complying with LA planning requirements for HMO buildings involves careful
consideration of the type of HMO, local regulations, and the specific needs of the property. It's
essential to work closely with your local authority and consult the relevant legislations to ensure
compliance and a successful HMO venture.

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5/23/2024

Understanding Article 4 Directions and Their Impact on HMOs

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If Article 4 directions have recently come into force for small HMOs in your area, or if you've
been renting a house to more than six people without local authority (LA) planning
approval, you may be wondering what steps to take. We assume that there is no condition
or covenant regarding the building in question. This article aims to provide guidance on
your options:

Small HMOs (up to 6 people):

If your property was a small HMO with a maximum of six people on the day the Article 4
direction was issued, you typically don't need to take any immediate action. The use will be
considered lawful after that date. However, it is advisable to maintain documentation
proving the lawful use on the date of the Article 4 implementation.

Certificate of Lawful Use Application (Section 191):

For added assurance and to formalize the lawful use of your small HMO, you have the
option to apply for a Certificate of Lawful Use under Section 191. This step can help clarify
and secure your property's status.

New or Expanding HMOs:

If your HMO was established or expanded after the Article 4 direction was implemented, or
if it falls under the category of a "big HMO" without the necessary planning permission, you
might be eligible to apply for a Certificate of Lawful Use under Section 191.

The key requirement in this case is that the property has been continuously used as an HMO
for a minimum of 10 years. You must be able to provide substantial evidence to support
your application, and the continuity of use is crucial.

Importantly, there should not be an enforcement notice in effect on the date of your
application.

Understanding and complying with Article 4 directions is essential for property owners and
landlords. It's recommended to consult with local authorities or planning professionals for
specific guidance on your situation. Ensuring your property's compliance with regulations
and planning permissions is crucial to avoid potential legal issues in the future.

It's important to note that the specific requirements and procedures may vary depending on
your location and local regulations, so seeking advice from local authorities or experts is
advisable when dealing with Article 4 directions and HMOs.

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5/23/2024

Amending an approved planning application, S96A, S73, S73A or a new application

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So, you've cleared the hurdles, jumped through the hoops, and secured that precious planning approval.
Your project is all set to sail smoothly, or so you thought. But here's the twist – what if new issues crop
up after your planning application has been given the green light? Fear not, for we're here to unravel the
mysteries of planning law, and explore the intriguing pathways that can guide you through these post-
approval dilemmas.
​
The Forks in the Road:

When it comes to post-approval modifications, you've got four roads to choose from:

1. Making Section 96A Non-Material Changes to a Planning Application:

The term 'non-material' isn't carved in stone by the law; it's left to the Local Authority's discretion.
What's considered non-material at one site might be substantial at another, depending on the intricacies
of the planning merits.

Cumulative amendments from the past could potentially tip the scale into 'material.'

Within this process, you can tweak the application's description or adjust conditions, as long as these
changes remain non-material.

Local Planning Authority can impose new condition or vary the existing.

This is a revision of a prior application and doesn't impact the time limit.

It doesn't require a new application, meaning the Local Authority skips the consultation process.

However, you must inform other stakeholders with land interests and maintain records.

The decision only pertains to the non-material amendments and doesn't reissue the original planning
permission.

There's no right of appeal under section 78 of the 1990 Act.

Note that this process doesn't apply to revisions of Listed Building Consent.

The decision must be made within 28 days, and the fee stands at £36 for householder planning
applications.

Please see the link as a reference: https://www.legislation.gov.uk/ukpga/1990/8/section/96A

2. Making a Section 73 Variation of Condition Application to Permission:

If your modifications are more substantial and involve varying or removing conditions from your original
planning application, this is the path to take.

There are no statutory limits on what kind of amendments can be made, as long as they relate to the
existing conditions.

This application can't change the development description or the commencement time limit, as
confirmed in the case of Finney v Welsh Ministers [2019] EWCA Civ 1868.

This process is a new independent permission, standing alongside your previous approval
variation/removal of condition application is granted planning permission, either the original or the new
permission can be implemented as they are separate permissions. therefore gives the developer an
opportunity to request changes to the conditions attached to a planning permission without risking
losing the original planning permission.

S73 application can be made after long time if the planning application is extant.

If your original permission involved a planning obligation, this might require a deed of variation.

You can't use Section 73 if the permission doesn't include relevant conditions listing the originally
approved plans. In this case, you'd need to amend the application under Section 96A and add a
condition, then proceed with the Section 73 application.

Instead of using S73, if you go to appeal to remove a condition, the principal of development may be at
risk and whole development is at risk.

When local authorities make decisions, they focus on national and development plan policies, along with
other considerations that may have significantly evolved since your initial approval.

The application must be submitted by the original applicant or someone authorized by them due to
copyright considerations.

It's important to note that Section 73 applications are limited to non-compliance with conditions and
can't be used to introduce conditions inconsistent with the original planning permission's operative part.

The fee for this application is £234, determined based on the original application.
An appeal right exists under section 78 of the 1990 Act, with specific timeframes for householder and
non-householder applications.

The 73 section can be used for changes ‘as proposed’, for development that is underway, or when
completed with section 73a the change can be retrospective as below.

Please see the link as a reference: https://www.legislation.gov.uk/ukpga/1990/8/section/73

3. A Retro-Retrospective Planning Application under Section 73A of the Act:

Now, this application is your go-to choice for regularizing situations where construction commenced
without a planning application, the time limit has elapsed, or there's been a breach of planning
conditions.

If the building is completed, retro respective application may be the option instead of Section 73
application. Lawson Builders Ltd v Secretary of State for Communities and Local Government [2015]
EWCA Civ 122, Pitchford LJ, case shows that.

Please see the link as a reference: https://www.legislation.gov.uk/ukpga/1990/8/section/73A

4. A new application

If it is not stated on the site and the changes will be out of scope of S73 a new application can be a
solution.
​
In the ever-evolving realm of planning law, post-approval modifications needn't be a daunting labyrinth.
Each of these avenues presents a unique solution tailored to your specific situation. So, whether you're
tweaking the finer details or facing more substantial changes, there's a path to guide you through the
maze, ensuring your project stays on course.

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    Sevda Kucuk

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  • Home
  • Services
    • Building Regulations Applications
    • Build Over Agreements
    • Party Wall Agreements
    • Planning Applications
    • Permitted Development
  • Overheating
    • TM59 Overheating Assessment
    • The Simplified Method
    • TM52 Overheating Assessment
    • Energy Assessment
  • Commercial
    • Change of Use
    • Signage Applications
  • Residential
    • House Extensions
    • Loft Conversions
    • New Build House
    • Outbuildings
    • Garage Conversions
    • Flat Conversions
    • HMOs
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  • APPLICATIONS
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